Useful Links
Regulators – Financial Planning
Regulators – Securities
Canadian Securities Administrators
Provincial / Territorial Regulators
British Columbia – British Columbia Securities Commission
Alberta – Alberta Securities Commission
Saskatchewan – Saskatchewan Financial Services Commission
Manitoba – Manitoba Securities Commission
Ontario – Ontario Securities Commission
Quebec – Autorité des Marchés Financiers/Authorities of Financial Markets
New Brunswick – New Brunswick Securities Commission
Nova Scotia – Nova Scotia Securities Commission
Prince Edward Island – Prince Edward Island Securities
Newfoundland/Labrador – Newfoundland/Labrador Securities Commission
Insurance
Provincial / Territorial Regulators
Alberta – Alberta Insurance Council
Manitoba – Insurance Council of Manitoba
Saskatchewan – Saskatchewan Financial Services Commission
Fraser & Partners Advisors are not licensed in all provinces.